Proctor Investment Managers - A Unique Combination of Capital, Sales & Marketing Expertise

Partner Firms: Aletheia Research &
Management, Inc.; Avatar Associates; Conquest Capital Group; Explorer Alternative
Management, LLC; National Bank Financial

Overview of Affiliated Firms

Proctor seeks the following traits in any future acquisition or partnership:

Superior investment products with an institutional investment process
Investment strategies that have a distinct style and strong performance record
Limited asset/style overlap with existing Proctor affiliates
Underexploited marketing opportunities
Possibilities for cross selling and product extensions
Management teams driven by equity ownership and creation of value

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Proctor Investment Distributors LLC is a separate company from Proctor Investment Managers LLC. Proctor Investment Distributors LLC is a
registered broker-dealer and SIPC member. Proctor Investment Managers LLC is not acting or registered as an investment advisor or a securities broker-dealer.